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Description
Here is what differentiates me...I can: - Get to the exact issue(s) very quickly - Identify the one or two points that will drive case success - Colloborate with attorneys very well - Use an educational model very effectively. I am a 14 year University educator. - Unique intersection and experience as: - A Compliance Officer - Wealth Manager - University Professor Broad experience in dealing with high profile cases including the Bernie Madoff case. Areas that I can offer valuable assistance include: Suitability,supervision, concentrated positions, improper use of leverage/margin, selling away, variable annuities, index annuities, state statutes, trust issues, banking issues, business valuation, insurance issues, etc.
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